New privacy laws enacted in Massachusetts and Nevada are part of a national trend imposing additional responsibilities on advisors. If your firm's computers, PDAs, or servers store Social Security numbers and other personally identifiable information (PII) about your clients, you must assure the security of that data. In today's session of the Financial Advisor Webinar Series, Brendon Tavelli, an an associate in the Privacy and Data Security Practice Group of Proskauer Rose LLP, explained what you need to know about privacy and data security laws. Including:

• When you must comply with privacy laws enacted by states other than your home state
• Policies to document to mitigate your risk
• Measures you must take to protect PII
• Required notifications in the event of a breach

See what attendees said about this webinar.

See the replay
Download presentation slides

Taking your firm's procedures online can improve efficiency and client service. Yet many firms struggle in going paperless because they do it piecemeal instead of embracing a systematic process. In today's webinar, Jo Day, managing partner of Trumpet Inc., taught attendees the right way to integrate their firm's documents, workflow processes, and software platforms. If you missed the session, view the replay to learn to:

• Retrieve information based on how you naturally think and your role in the firm
• Achieve filing nirvana—speed and consistency
• Transform your client-meeting experience
• Cut quarterly report preparation time from days to hours

View replay
Download presentation slides

Advisory firms that embed key business processes in their CRM software are more scalable, profitable, and competitive. In today's session of the Financial Advisor Webinar Series, Blane Warrene, a technology and operations consultant to financial advisors explained how advisors should document their workflows and integrate them to their CRM system and other key business tools.

View replay
Download presentation slides

Going Paperless 2.0
Taking your firm's procedures online can improve efficiency and client service. Yet many firms struggle in going paperless because they do it piecemeal instead of embracing a systematic process. In our next webinar, Jo Day, managing partner of Trumpet Inc., will teach you the right way to integrate your firm’s documents, workflow processes, and software platforms. You'll learn to:

• Retrieve information based on how you naturally think and your role in the firm
• Achieve filing nirvana—speed and consistency
• Transform your client-meeting experience
• Cut quarterly report preparation time from days to hours

Register now

To receive CE credit for all of our past webinars, subscribe to Advisors4Advisors