New privacy laws enacted in Massachusetts and Nevada are part of a national trend imposing additional responsibilities on advisors. If your firm's computers, PDAs, or servers store Social Security numbers and other personally identifiable information (PII) about your clients, you must assure the security of that data. In today's session of the Financial Advisor Webinar Series, Brendon Tavelli, an an associate in the Privacy and Data Security Practice Group of Proskauer Rose LLP, explained what you need to know about privacy and data security laws. Including:

• When you must comply with privacy laws enacted by states other than your home state
• Policies to document to mitigate your risk
• Measures you must take to protect PII
• Required notifications in the event of a breach

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Advisor are embracing social networking as a way to find new prospects, deepen relationships with clients, and develop their firm’s brand. But many compliance issues arise with social networking and blogs, and the SEC has not yet clarified the rules of these new communication mediums.

In today’s webinar, Brian Hamburger and Daniel Bernstein of MarketCounsel, one of the nation’s leading business and regulatory compliance consulting firms, addressed the compliance responsibilities of advisors who use blogs, LinkedIn, Twitter, Facebook, and any other social networking medium. While advisors would be wise to take advantage of the new media to grow their businesses, they must be aware of and adhere to their regulatory responsibilities.

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After The Fall: Asset Allocation And Rebalancing
As the equity market collapse has unhinged your clients' asset allocations from their financial plans, it's time to rebalance and get their portfolios back in line. Craig Israelsen Ph.D., associate professor at Bringham Young University and one of the foremost academics in the field of indexes and passive investing, will teach you to rebalance portfolios for greater upside potential with less risk according to his "7Twelve" allocation philosophy.

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See Replay Of All Financial Crisis Webinars And Schedule Of Upcoming Sessions

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